Uniform Securities Act - PDFSEARCH.IO - Document Search Engine

Uniform Securities Act
Results: 366

#	Item
31	THE ORGANISATION FOR THE HARMONISATION OF BUSINESS LAW IN AFRICA UNIFORM ACT ORGANIZING SECURITIES Translation Add to Reading List Source URL: www.juriscope.org Language: English - Date: 2014-07-24 11:09:01 Debt Ethics Financial economics Secured loan Aval Student loan guarantor Sureties Legal terms Law
32	COMMONWEALTH OF PUERTO RICO COMMISSIONER OF FINANCIAL INSTITUTIONS Centro Europa Building, Suite[removed]Ponce de León Ave. San Juan, PR[removed]Tel[removed]Fax: ([removed] Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-05-03 09:45:36 Business Financial adviser Investment Financial regulation Investment Advisor U.S. Securities and Exchange Commission Security Uniform Securities Act Securities Act United States securities law Finance Financial economics
33	REQUIREMENTS FOR REGISTRATION OF SECURITIES BY QUALIFICATION Article 304 of the Puerto Rico Uniform Securities Act Initial Filing: 1. 2. Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-05-03 09:45:36 United States securities law SEC filings Finance Investment Securities Securities Act Prospectus Security Regulation D United States Securities and Exchange Commission Financial economics Stock market
34	REQUIREMENTS FOR REGISTRATION OF SECURITIES BY COORDINATION Article 303 of the Puerto Rico Uniform Securities Act Initial Filing: 1. 2. Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-05-03 09:45:36 Financial economics United States securities law Finance Investment Securities Securities Act Prospectus Registration statement Security United States Securities and Exchange Commission Stock market SEC filings
35	Form R-7 Rev[removed]COMMONWEALTH OF PUERTO RICO COMMISSIONER OF FINANCIAL INSTITUTIONS Centro Europa Building, Suite 600 Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-05-03 09:45:36 Financial markets Sureties Investment Financial services Financial adviser Uniform Securities Act Broker-dealer Short Bond Financial economics Finance Economics
36	REQUIREMENTS FOR REGISTRATION OF SECURITIES BY COORDINATION Article 303 of the Puerto Rico Uniform Securities Act Initial Filing: Form U-1 or Form S-2 Consent to Service of Process: Form U-2 or Form R-6 Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2011-01-25 13:07:26 Financial economics Finance United States securities law Investment Securities Securities Act Prospectus Registration statement Regulation D United States Securities and Exchange Commission Stock market SEC filings
37	UNIFORM SECURITIES ACT[removed]Act 551 of 2008 AN ACT to enact the uniform securities act[removed]relating to the issuance, offer, sale, or purchase of securities; to prohibit fraudulent practices in relation to securities Add to Reading List Source URL: www.legislature.mi.gov Language: English - Date: 2015-02-26 12:36:20 United States Securities and Exchange Commission Business 73rd United States Congress Stock market Securities Act Securities Exchange Act Security Regulation D Investment Advisers Act Financial economics Finance United States securities law
38	6978651968500Financial Aid Form for Non‐United States Citizens Add to Reading List Source URL: tcc.trnty.edu Language: English - Date: 2013-11-18 13:39:58 Taxation in the United States Uniform Gifts to Minors Act United States securities law Investment Economics Asset Pension Saving Business Personal finance Finance Tax avoidance
39	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ADOPTING ALL FORMS APPEARING ON WWW.SOS.GA.GOV/SECURITIES The Commissioner of SectIrities for the State of Georgia (the "Commissi Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:58:40 Financial regulation Financial system Economy of the United States United States securities law Securities Act Georgia General Assembly
40	COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER EXCLUDING ENTITIES ADMINISTERING PLANS DESCRIBED IN O.C.G.A. § [removed]FROM BROKER-DEALER DEFINITION 1973 Act Reference: Sec Add to Reading List Source URL: sos.ga.gov Language: English - Date: 2013-02-01 14:57:32 Financial system Finance United States corporate law United States securities law Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K Financial economics Broker-dealer Fixed income market

UPDATE